Philip L. Francis - Jul 22, 2021 Form 4 Insider Report for At Home Group Inc. (HOME)

Role
Director
Signature
/s/ Mary Jane Broussard, Attorney-in-Fact for Philip L. Francis
Stock symbol
HOME
Transactions as of
Jul 22, 2021
Transactions value $
-$6,231,478
Form type
4
Date filed
8/3/2021, 10:59 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOME Common Stock Disposition pursuant to a tender of shares in a change of control transaction -$1.88M -50.7K -90.81% $37.00 5.13K Jul 22, 2021 Direct F1
transaction HOME Common Stock Disposition pursuant to a tender of shares in a change of control transaction -$3.07M -82.9K -100% $37.00 0 Jul 22, 2021 Held by Francis Revocable Trust F2
transaction HOME Common Stock Disposed to Issuer -$190K -5.13K -100% $37.00 0 Jul 23, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOME Stock Option (Right to Buy) Disposed to Issuer -$1.1M -56.5K -100% $19.44 0 Jul 23, 2021 Common Stock 56.5K $17.56 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Philip L. Francis is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This amount consists of shares deliverable upon vesting and settlement of restricted stock units.
F2 The reporting person beneficially owns these shares of the issuer's common stock indirectly through the Francis Revocable Trust (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
F3 These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).
F4 This option was fully vested and exercisable as of the cancellation date.
F5 This option was cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. in exchange for a cash payment in an amount representing the difference between, for each share in respect of the option, the exercise price of the option and the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).