Byron Roth - Aug 10, 2021 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
Co-CEO & Chairman of the Board, Director
Signature
By: /s/ Byron Roth
Stock symbol
TYGO
Transactions as of
Aug 10, 2021
Transactions value $
$1,719,490
Form type
4
Date filed
8/11/2021, 05:04 PM
Previous filing
Aug 5, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Purchase $332K +33.2K +8.03% $10.00 447K Aug 10, 2021 Direct F1
transaction TYGO Common Stock Purchase $332K +33.2K $10.00 33.2K Aug 10, 2021 See Footnote F1, F2
transaction TYGO Common Stock Purchase $1.05M +105K +16.05% $10.00 763K Aug 10, 2021 See Footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase Common Stock Purchase +16.6K 16.6K Aug 10, 2021 Common Stock 16.6K $11.50 Direct F1, F4, F5
transaction TYGO Warrants to purchase Common Stock Purchase +16.6K 16.6K Aug 10, 2021 Common Stock 16.6K $11.50 See Footnote F1, F2, F4, F5
transaction TYGO Warrants to purchase Common Stock Purchase +52.7K 52.7K Aug 10, 2021 Common Stock 52.7K $11.50 See Footnote F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 Held in an IRA for the benefit of Byron Roth.
F3 Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
F4 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
F5 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.