Timothy Parsons - Aug 19, 2021 Form 4 Insider Report for Sunlight Financial Holdings Inc. (SUNL)

Role
Executive VP & COO
Signature
/s/ Nora Dahlman, attorney-in-fact
Stock symbol
SUNL
Transactions as of
Aug 19, 2021
Transactions value $
$55,950
Form type
4
Date filed
8/20/2021, 02:04 PM
Previous filing
Jul 12, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNL Class A Common Stock Purchase $56K +10K +15.72% $5.60* 73.6K Aug 19, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SUNL Private Units 1.39M Aug 19, 2021 Class A Common Stock 1.39M Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Private Unit consists of a Class EX Unit issued by Sunlight Financial LLC ("SFLLC"), together with one share of Class C Common Stock issued by the Issuer. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLCC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.

Remarks:

Title: Executive Vice President and Chief Operating Officer