Barry Edinburg - Sep 10, 2021 Form 4 Insider Report for Sunlight Financial Holdings Inc. (SUNL)

Role: Executive VP and CFO
Signature: /s/ Lindsay Schall, attorney-in-fact
Stock symbol: SUNL
Transactions as of: Sep 10, 2021
Transactions value $: $400,875
Form type: 4
Date filed: 9/13/2021, 07:49 PM
Previous filing: Jul 12, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SUNL	Class A Common Stock	Purchase	$203K	+37.5K	+45.24%	$5.41^*	120K	Sep 10, 2021	Direct	F1
transaction	SUNL	Class A Common Stock	Purchase	$198K	+37.5K	+31.15%	$5.28^*	158K	Sep 13, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SUNL	Private Units						2.34M	Sep 10, 2021	Class A Common Stock	2.34M		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.32 to $5.76, inclusive. The reporting person undertakes to provide to Sunlight Financial Holdings Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
F2	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.51, inclusive. The reporting person undertakes to provide to the "Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
F3	Each Private Unit consists of a Class EX Unit issued by Sunlight Financial LLC ("SFLLC"), together with one share of Class C Common Stock issued by the Company. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLLC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.