Thomas Clayton Wilkes - Sep 13, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Vice Chairman - Galileo, Director
Signature: /s/ Deanna Smith, Attorney-in- Fact
Stock symbol: SOFI
Transactions as of: Sep 13, 2021
Transactions value $: -$16,970,301
Form type: 4
Date filed: 9/15/2021, 04:43 PM
Previous filing: Jun 2, 2021
Next filing: Nov 19, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Sale	-$17M	-1.12M	-2.08%	$15.16	52.8M	Sep 13, 2021	See Footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transactions were executed in multiple trades. The purchase price of $15.16 reported in Column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the Reporting Person within a range of $15.00 to $15.27 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
F2	Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC.

Content

The reported transactions were executed in multiple trades. The purchase price of $15.16 reported in Column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the Reporting Person within a range of $15.00 to $15.27 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.

Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC.