| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CFLT | Class A Common Stock | Conversion of derivative security | $0 | +3.86M | $0.00 | 3.86M | Nov 12, 2021 | See footnote | F1 | |
| transaction | CFLT | Class A Common Stock | Other | $0 | -3.86M | -100% | $0.00* | 0 | Nov 12, 2021 | See footnote | F1, F2 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +22.6K | +5.27% | $0.00 | 452K | Nov 12, 2021 | See footnote | F2, F3 |
| transaction | CFLT | Class A Common Stock | Sale | -$7.15K | -87 | -0.02% | $82.23 | 452K | Nov 15, 2021 | See footnote | F3, F4 |
| transaction | CFLT | Class A Common Stock | Sale | -$14.5K | -174 | -0.04% | $83.46 | 452K | Nov 15, 2021 | See footnote | F3, F5 |
| transaction | CFLT | Class A Common Stock | Sale | -$193K | -2.28K | -0.5% | $84.55 | 450K | Nov 15, 2021 | See footnote | F3, F6 |
| transaction | CFLT | Class A Common Stock | Sale | -$104K | -1.22K | -0.27% | $85.24 | 449K | Nov 15, 2021 | See footnote | F3, F7 |
| transaction | CFLT | Class A Common Stock | Sale | -$42.4K | -491 | -0.11% | $86.29 | 448K | Nov 15, 2021 | See footnote | F3, F8 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +90.5K | +6.38% | $0.00 | 1.51M | Nov 12, 2021 | See footnote | F2, F9 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +36.3K | +3.12% | $0.00 | 1.2M | Nov 12, 2021 | See footnote | F2, F10 |
| transaction | CFLT | Class A Common Stock | Sale | -$14.6K | -178 | -0.01% | $82.23 | 1.2M | Nov 15, 2021 | See footnote(10 | F4 |
| transaction | CFLT | Class A Common Stock | Sale | -$29.9K | -358 | -0.03% | $83.46 | 1.2M | Nov 15, 2021 | See footnote(10 | F5 |
| transaction | CFLT | Class A Common Stock | Sale | -$396K | -4.68K | -0.39% | $84.55 | 1.2M | Nov 15, 2021 | See footnote(10 | F6 |
| transaction | CFLT | Class A Common Stock | Sale | -$213K | -2.5K | -0.21% | $85.24 | 1.19M | Nov 15, 2021 | See footnote(10 | F7 |
| transaction | CFLT | Class A Common Stock | Sale | -$86.9K | -1.01K | -0.08% | $86.29 | 1.19M | Nov 15, 2021 | See footnote(10 | F8 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +10.3K | $0.00 | 10.3K | Nov 12, 2021 | See footnote | F2, F11 | |
| transaction | CFLT | Class A Common Stock | Other | $0 | +47.5K | +3.35% | $0.00 | 1.47M | Nov 12, 2021 | See footnote | F2, F12 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +20.7K | $0.00 | 20.7K | Nov 12, 2021 | See footnote | F2, F13 | |
| transaction | CFLT | Class A Common Stock | Other | $0 | +37.2K | +2.62% | $0.00 | 1.46M | Nov 12, 2021 | See footnote | F2, F14 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +4.4K | +0.46% | $0.00 | 960K | Nov 12, 2021 | See footnote | F2, F15 |
| transaction | CFLT | Class A Common Stock | Sale | -$15.9K | -193 | -0.02% | $82.23 | 960K | Nov 15, 2021 | See footnote | F4, F15 |
| transaction | CFLT | Class A Common Stock | Sale | -$32.4K | -388 | -0.04% | $83.46 | 959K | Nov 15, 2021 | See footnote | F5, F15 |
| transaction | CFLT | Class A Common Stock | Sale | -$429K | -5.07K | -0.53% | $84.55 | 954K | Nov 15, 2021 | See footnote | F6, F15 |
| transaction | CFLT | Class A Common Stock | Sale | -$231K | -2.71K | -0.28% | $85.24 | 952K | Nov 15, 2021 | See footnote | F7, F15 |
| transaction | CFLT | Class A Common Stock | Sale | -$94.2K | -1.09K | -0.11% | $86.29 | 951K | Nov 15, 2021 | See footnote | F8, F15 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +42 | +0.35% | $0.00 | 12K | Nov 12, 2021 | See footnote | F2, F16 |
| transaction | CFLT | Class A Common Stock | Other | $0 | +48 | +2.31% | $0.00 | 2.13K | Nov 12, 2021 | See footnote | F2, F17 |
| transaction | CFLT | Class A Common Stock | Sale | -$3.54K | -43 | -2.02% | $82.23 | 2.08K | Nov 15, 2021 | See footnote | F4, F17 |
| transaction | CFLT | Class A Common Stock | Sale | -$7.26K | -87 | -4.18% | $83.46 | 2K | Nov 15, 2021 | See footnote | F5, F17 |
| transaction | CFLT | Class A Common Stock | Sale | -$96.5K | -1.14K | -57.19% | $84.55 | 854 | Nov 15, 2021 | See footnote | F6, F17 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | -3.86M | -15% | $0.00 | 21.9M | Nov 12, 2021 | Class A Common Stock | 3.86M | See footnote | F1, F18 |
| Id | Content |
|---|---|
| F1 | Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| F2 | Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. |
| F3 | Shares are held by Steven M. Spurlock's family partnership. |
| F4 | Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $81.86 to a high of $82.76, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. |
| F5 | Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $82.93 to a high of $83.86, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. |
| F6 | Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $83.94 to a high of $84.935, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. |
| F7 | Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $84.95 to a high of $85.94 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. |
| F8 | Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $85.95 to a high of $86.595, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. |
| F9 | Shares are held by Matthew R. Cohler's trust entity. |
| F10 | Shares are held by Peter H. Fenton's trust entities. |
| F11 | Shares are held by Mitchell H. Lasky's family partnership. |
| F12 | Shares are held by Mitchell H. Lasky's family trust. |
| F13 | Shares are held by J. William Gurley's family partnerships. |
| F14 | Shares are held by J. William Gurley's trust entity. |
| F15 | Shares are held by Sarah Tavel. |
| F16 | Shares held by An-Yen Hu's trust entity. |
| F17 | Shares held by Chetan Puttagunta. |
| F18 | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
This report is one of four reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members.