ROC Energy Holdings, LLC - Dec 1, 2021 Form 3 Insider Report for ROC Energy Acquisition Corp. (DTI)

Role: 10%+ Owner
Signature: ROC Energy Holdings, LLC By: /s /Joseph Drysdale, Managing Member of FP SPAC 2, LLC, the General Partner of ROC Energy Holdings, LLC
Stock symbol: DTI
Transactions as of: Dec 1, 2021
Transactions value $: $0
Form type: 3
Date filed: 12/1/2021, 08:09 PM
Next filing: Dec 8, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	DTI	Common Stock						5.18M	Dec 1, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As described in the registrant's registration statement on Form S-1 (File No. 333-260891) under the heading "Description of Securities."
F2	These shares represent the common stock held by ROC Energy Holdings, LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The common stock owned by the Sponsor includes up to 675,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of ROC Energy Holdings, LLC. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.

Content

As described in the registrant's registration statement on Form S-1 (File No. 333-260891) under the heading "Description of Securities."

These shares represent the common stock held by ROC Energy Holdings, LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The common stock owned by the Sponsor includes up to 675,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of ROC Energy Holdings, LLC. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.