John Lipman - Dec 3, 2021 Form 4 Insider Report for Roth CH Acquisition V Co. (ROCL)

Role
Co-CEO & Co-Chairman of Board, Director
Signature
By: /s/ John Lipman
Stock symbol
ROCL
Transactions as of
Dec 3, 2021
Transactions value $
$1,119,480
Form type
4
Date filed
12/6/2021, 08:42 PM
Previous filing
Nov 30, 2021
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction ROCL Common Stock Purchase $1.12 M +112 K +16.22% $10.00 802 K Dec 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROCL Warrants to purchase Common Stock Purchase +56 K 56 K Dec 3, 2021 Common Stock 56 K $11.50 Direct F1, F2, F3

Explanation of Responses:

Id Content
F1 The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.