Paul Liberman - Dec 31, 2021 Form 5 Insider Report for DraftKings Inc. (DKNG)

Role
President, Global Technology and Product, Director
Signature
/s/ Faisal Hasan, attorney-in-fact
Stock symbol
DKNG
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 04:22 PM
Previous filing
Nov 24, 2021
Next filing
Jan 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DKNG Class A Common Stock Gift $0 -1.69K -0.13% $0.00 1.33M Aug 18, 2021 Direct F1
transaction DKNG Class A Common Stock Gift $0 -1.22M -91.82% $0.00 109K Dec 22, 2021 Direct F2
transaction DKNG Class A Common Stock Gift $0 +1.22M +28539.62% $0.00 1.23M Dec 22, 2021 Held by the Paul Liberman 2015 Revocable Trust F2
holding DKNG Class A Common Stock 272K Dec 31, 2021 Held by the Paul Liberman 2020 Trust
holding DKNG Class A Common Stock 13.6K Dec 31, 2021 Held by the Liberman Grantor Retained Annuity Trust of 2020
holding DKNG Class A Common Stock 200K Dec 31, 2021 Held by the Rachel Nager Liberman 2015 Revocable Trust
holding DKNG Class A Common Stock 200K Dec 31, 2021 Held by the Paul Liberman 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DKNG Employee Stock Option Gift $0 -188K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 188K $0.63 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +188K $0.00 188K Dec 22, 2021 Class A Common Stock 188K $0.63 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -73.4K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 73.4K $3.29 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +73.4K $0.00 73.4K Dec 22, 2021 Class A Common Stock 73.4K $3.29 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -3.45K -6.93% $0.00 46.2K Dec 22, 2021 Class A Common Stock 3.45K $3.29 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +3.45K $0.00 3.45K Dec 22, 2021 Class A Common Stock 3.45K $3.29 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -40.9K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 40.9K $3.82 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +40.9K $0.00 40.9K Dec 22, 2021 Class A Common Stock 40.9K $3.82 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -54K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 54K $0.63 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +54K $0.00 54K Dec 22, 2021 Class A Common Stock 54K $0.63 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -13.2K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 13.2K $0.63 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +13.2K $0.00 13.2K Dec 22, 2021 Class A Common Stock 13.2K $0.63 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -1.51M -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 1.51M $3.29 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +1.51M $0.00 1.51M Dec 22, 2021 Class A Common Stock 1.51M $3.29 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -106K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 106K $4.70 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +106K $0.00 106K Dec 22, 2021 Class A Common Stock 106K $4.70 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -301K -100% $0.00* 0 Dec 22, 2021 Class A Common Stock 301K $4.70 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +301K $0.00 301K Dec 22, 2021 Class A Common Stock 301K $4.70 Held by the Paul Liberman 2015 Revocable Trust F3, F4
transaction DKNG Employee Stock Option Gift $0 -113K -46.15% $0.00 132K Dec 22, 2021 Class A Common Stock 113K $4.70 Direct F3, F4
transaction DKNG Employee Stock Option Gift $0 +113K $0.00 113K Dec 22, 2021 Class A Common Stock 113K $4.70 Held by the Paul Liberman 2015 Revocable Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide charitable gift of the Issuer's Class A Common Stock (the "Common Stock") from the Reporting Person to a donor-advised fund. There was no purchase or sale of shares of Common Stock in connection with the transfer.
F2 Represents a bona fide gift of the Common Stock to the Paul Liberman 2015 Revocable Trust. There was no purchase or sale of shares of Common Stock in connection with the transfer.
F3 Represents a bona fide gift of the Issuer's stock options to the Paul Liberman 2015 Revocable Trust. No shares of Common Stock were sold in connection with the transfer.
F4 The options are vested and currently exercisable.

Remarks:

President, Global Technology and Product