Joao V. Faria - Feb 22, 2022 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Stock symbol
ETN
Transactions as of
Feb 22, 2022
Transactions value $
-$35,162
Form type
4
Date filed
2/24/2022, 04:01 PM
Previous filing
Jan 10, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Award $0 +13.8K +23.9% $0.00 71.3K Feb 22, 2022 Direct F1
transaction ETN Ordinary Shares Options Exercise $0 +740 +1.04% $0.00 72.1K Feb 23, 2022 Direct
transaction ETN Ordinary Shares Tax liability -$35.2K -233 -0.32% $150.91 71.8K Feb 23, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Award $0 +7.05K $0.00 7.05K Feb 22, 2022 Ordinary Shares 7.05K $151.76 Direct F2
transaction ETN Restricted Stock Units Award $0 +1.71K $0.00 1.71K Feb 22, 2022 Ordinary Shares 1.71K $0.00 Direct F3, F4
transaction ETN Restricted Stock Units Options Exercise $0 -740 -32.96% $0.00 1.51K Feb 23, 2022 Ordinary Shares 740 $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired upon the vesting of performance share awards.
F2 These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F3 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date
F4 This field is not applicable.
F5 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date

Remarks:

President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.