Sean Nichols - Oct 7, 2022 Form 3 Insider Report for Dragonfly Energy Holdings Corp. (DFLI)

Role
Chief Operating Officer
Signature
/s/ Nicole Harvey, as attorney in fact
Stock symbol
DFLI
Transactions as of
Oct 7, 2022
Transactions value $
$0
Form type
3
Date filed
10/11/2022, 08:50 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DFLI Common Stock 121K Oct 7, 2022 Direct
holding DFLI Common Stock 54.4K Oct 7, 2022 See footnote F1
holding DFLI Common Stock 3.38M Oct 7, 2022 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DFLI Stock Option (right to buy) Oct 7, 2022 Common Stock 177K $0.32 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock are held by the Nichols GRAT I dated June 14, 2021, of which the Reporting Person is a trustee.
F2 The shares of Common Stock are held by the Nichols Living Trust 2015, of which the Reporting Person is a trustee.
F3 The option vested as to 25% of the option on August 12, 2020 and vests as to 75% of the option in 37 monthly installments from August 12, 2020 through August 12, 2023.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney