| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DSKE | Common Stock | Disposed to Issuer | -$9.37M | -1.56M | -100% | $6.00 | 0 | Nov 14, 2022 | Direct | F1 |
| transaction | DSKE | Common Stock | Disposed to Issuer | -$206K | -34.3K | -100% | $6.00 | 0 | Nov 14, 2022 | By Spouse | F1, F2 |
| transaction | DSKE | Common Stock | Disposed to Issuer | -$98M | -16.3M | -100% | $6.00 | 0 | Nov 14, 2022 | By The Walden Group, Inc. | F1, F3 |
| transaction | DSKE | Series B-1 Perpetual Redeemable Preferred Stock | Award | +20K | 20K | Nov 14, 2022 | By The Walden Group, Inc. | F1, F3 | |||
| transaction | DSKE | Series B-2 Perpetual Redeemable Preferred Stock | Award | +47.6K | 47.6K | Nov 14, 2022 | By The Walden Group, Inc. | F1, F3 | |||
| holding | DSKE | Common Stock | 76K | Nov 14, 2022 | By Walden Management Co. Pension | F4 |
Don R. Daseke is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | On November 14, 2022, Mr. Daseke sold 1,561,112 shares of common stock, par value $0.0001 per share ("common stock"), of Daseke, Inc. (the "Issuer"), Mrs. Daseke sold 34,299 shares of common stock and The Walden Group, Inc. sold 5,071,256 shares of common stock, in each case to the Issuer for $6.00 in cash per share. Also on November 14, 2022, The Walden Group, Inc. sold to the Issuer 11,266,058 shares of common stock in exchange for (i) 20,000 shares of Series B-1 Perpetual Redeemable Preferred Stock, par value $0.0001 per share, of the Issuer, with an aggregate initial liquidation preference of $20,000,000, and (ii) 47,597 shares of Series B-2 Perpetual Redeemable Preferred Stock, par value $0.0001 per share, of the Issuer, with an aggregate initial liquidation preference of $47,597,000. |
| F2 | Prior to sale, was held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| F3 | Prior to sale, was held of record by The Walden Group, Inc. Mr. Daseke is the President and majority stockholder of The Walden Group, Inc. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| F4 | Held of record by Walden Management Co. Pension. Mr. Daseke is the sole trustee of Walden Management Co. Pension. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |