Craig Shesky - Nov 30, 2022 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Chief Financial Officer
Signature
/s/ Jeffrey Cohan, Attorney-in-Fact
Stock symbol
TMC
Transactions as of
Nov 30, 2022
Transactions value $
$10,901
Form type
4
Date filed
12/8/2022, 03:29 PM
Previous filing
Dec 1, 2022
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Award $10.9K +15K +2.34% $0.73 657K Nov 30, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). In accordance with the terms of the ESPP, these shares were purchased at a price equal to 85% of the fair market value closing price of the Issuer's common shares on November 30, 2022.