Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TYGO | Common Stock | Sale | -267 K | -59.79% | 180 K | May 23, 2023 | Direct | F1 | ||
transaction | TYGO | Common Stock | Sale | -30.5 K | -91.88% | 2.7 K | May 23, 2023 | See Footnote | F2 | ||
transaction | TYGO | Common Stock | Sale | -473 K | -62.01% | 290 K | May 23, 2023 | See Footnote | F3 | ||
transaction | TYGO | Common Stock | Sale | -7.87 K | -91.88% | 696 | May 23, 2023 | See Footnote | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TYGO | Warrants to purchase common stock | Sale | -15.3 K | -91.88% | 1.35 K | May 23, 2023 | Common Stock | 15.3 K | $11.50 | Direct | F1, F5, F6 | ||
transaction | TYGO | Warrants to purchase common stock | Sale | -15.3 K | -91.88% | 1.35 K | May 23, 2023 | Common Stock | 15.3 K | $11.50 | See Footnote | F2, F5, F6 | ||
transaction | TYGO | Warrants to purchase common stock | Sale | -48.5 K | -91.87% | 4.29 K | May 23, 2023 | Common Stock | 48.5 K | $11.50 | See Footnote | F3, F5, F6 | ||
transaction | TYGO | Warrants to purchase common stock | Sale | -3.94 K | -91.88% | 348 | May 23, 2023 | Common Stock | 3.94 K | $11.50 | See Footnote | F4, F5, F6 |
Byron Roth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82. |
F2 | Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. |
F3 | Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. |
F4 | Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. |
F5 | The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. |
F6 | The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |