Gerard Barron - Aug 16, 2023 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Chief Executive Officer, Director
Signature
/s/ Jeffrey Cohan, Attorney-in-Fact
Stock symbol
TMC
Transactions as of
Aug 16, 2023
Transactions value $
$200,000
Form type
4
Date filed
8/18/2023, 05:01 PM
Previous filing
Apr 5, 2023
Next filing
Mar 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Award $200 K +100 K +0.58% $2.00 17.4 M Aug 16, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMC Class A Warrants (right to buy) Award +50 K 50 K Aug 16, 2023 Common Shares 50 K $3.00 Direct F1

Explanation of Responses:

Id Content
F1 Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.