| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLUG | Common Stock | Options Exercise | $57 K | +100 K | +23.93% | $0.57 | 518 K | Sep 15, 2023 | Direct | |
| transaction | PLUG | Common Stock | Tax liability | -$112 K | -13.1 K | -2.54% | $8.52 | 505 K | Sep 15, 2023 | Direct | F1 |
| holding | PLUG | Common Stock | 46.2 K | Sep 15, 2023 | 401(k) Plan | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLUG | Stock Option (right to buy) | Options Exercise | $0 | -100 K | -100% | $0.00 | 0 | Sep 15, 2023 | Common Stock | 100 K | $0.57 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Represents shares tendered to the Issuer as payment of the exercise price of stock options and tax liability, based on the closing price of the Issuer's common stock on September 15, 2023 of $8.52 per share. |
| F2 | Reporting Person holds 46,153 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 20, 2023. |
| F3 | The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof. |