Martin Daniel Hull - Sep 22, 2023 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
Corporate Controller and CAO
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
Stock symbol
PLUG
Transactions as of
Sep 22, 2023
Transactions value $
-$61,009
Form type
4
Date filed
10/3/2023, 07:34 PM
Previous filing
Aug 2, 2023
Next filing
Nov 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Tax liability -$20.1K -2.65K -1.21% $7.60 217K Sep 22, 2023 Direct F1, F2
transaction PLUG Common Stock Tax liability -$40.9K -5.29K -2.44% $7.73 211K Sep 29, 2023 Direct F1, F3
holding PLUG Common Stock 30.3K Sep 22, 2023 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.
F2 Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan (the "Plan"), each share was tendered to Issuer at the price per share on the closing date of September 21, 2023.
F3 Pursuant to the Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2023.
F4 The Reporting Person holds 30,302 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 28, 2023.