Jefferies Financial Group Inc. - Oct 2, 2023 Form 4 Insider Report for Landcadia Holdings IV, Inc. (LCA)

Signature
/s/ Jefferey Whyte, Assistant Secretary
Stock symbol
LCA
Transactions as of
Oct 2, 2023
Transactions value $
$0
Form type
4
Date filed
10/4/2023, 06:04 AM
Previous filing
Jan 17, 2023
Next filing
Nov 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LCA Class A Common Stock Conversion of derivative security +6.25M 6.25M Oct 2, 2023 By Jefferies US Holdings, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LCA Class B Common Stock Conversion of derivative security $0 -6.25M -100% $0.00* 0 Oct 2, 2023 Class A Common Stock 6.25M By Jefferies US Holdings, LLC F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In accordance with the second amended and restated certificate of incorporation of Landcadia Holdings IV, Inc. ("LCA"), as amended, Jefferies US Holdings LLC ("JUSH") elected to convert 6,250,000 shares of Class B common stock of LCA, par value $0.0001 per share (the "Class B Common Stock"), held by it into shares of Class A common stock of LCA, par value $0.0001 per share (the "Class A Common Stock") on a one-for-one basis for no consideration.
F2 JUSH is the record holder of the shares reported herein. Jefferies US Holdings LLC is a wholly-owned subsidiary of Jefferies Group LLC, which itself is a wholly-owned subsidiary of Jefferies Financial Group Inc. Jefferies Financial Group Inc. is a widely-held public company.
F3 The shares of Class B common stock are convertible for shares of LCA's Class A common stock as described under the heading "Description of Securities" in LCA's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.