Pensions Caixa 2, Fondo De Pensiones - Oct 17, 2023 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C. (NONE)

Role
10%+ Owner
Signature
PENSIONS CAIXA 2, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Eduardo Martinez de Aragon Remirez de Esparza, Deputy Investment Director
Stock symbol
NONE
Transactions as of
Oct 17, 2023
Transactions value $
$8,250,000
Form type
4
Date filed
10/19/2023, 04:31 PM
Previous filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $81K +8.1K +150% $10.00* 13.5K Oct 17, 2023 See Footnote F1, F2
transaction NONE LLC Interests Purchase $4.9M +490K +150% $10.00* 817K Oct 17, 2023 See Footnote F1, F3
transaction NONE LLC Interests Purchase $3.27M +327K +150% $10.00* 545K Oct 17, 2023 See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 17, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, each Reporting Person became obligated to purchase LLC Interests, which purchase is expected to close on or about October 31, 2023.
F2 Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F3 Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F4 Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.