New Mountain Guardian Investments IV Unlevered, L.L.C. - Oct 25, 2023 Form 4 Insider Report for New Mountain Guardian IV Income Fund, L.L.C. (NONE)

Role
10%+ Owner
Signature
New Mountain Guardian Investments IV Unlevered, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member
Stock symbol
NONE
Transactions as of
Oct 25, 2023
Transactions value $
$6,500,000
Form type
4
Date filed
10/27/2023, 04:30 PM
Previous filing
Oct 19, 2023
Next filing
May 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $6.5M +650K +52% $10.00* 1.9M Oct 25, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 25, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV Unlevered, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about November 8, 2023.
F2 Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.