| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +25.6K | +24.89% | $0.00 | 129K | Nov 15, 2023 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$567K | -3.95K | -3.07% | $143.61 | 125K | Nov 15, 2023 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$612K | -4.23K | -3.39% | $144.69 | 120K | Nov 15, 2023 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$242K | -1.66K | -1.38% | $145.43 | 119K | Nov 15, 2023 | Direct | F1, F4 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$135K | -919 | -0.77% | $146.87 | 118K | Nov 15, 2023 | Direct | F1, F5 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$70.5K | -500 | -0.42% | $140.96 | 117K | Nov 16, 2023 | Direct | F1 |
| holding | AMZN | Common Stock, par value $.01 per share | 340 | Nov 15, 2023 | In trust | ||||||
| holding | AMZN | Common Stock, par value $.01 per share | 143 | Nov 15, 2023 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -25.6K | -13.26% | $0.00 | 168K | Nov 15, 2023 | Common Stock, par value $.01 per share | 25.6K | $0.00 | Direct | F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/05/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $144.01 and the lowest price at which shares were sold was $143.13. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $145.12 and the lowest price at which shares were sold was $144.16. |
| F4 | Represents the weighted average sale price. The highest price at which shares were sold was $146.03 and the lowest price at which shares were sold was $145.17. |
| F5 | Represents the weighted average sale price. The highest price at which shares were sold was $147.10 and the lowest price at which shares were sold was $146.40. |
| F6 | Converts into Common Stock on a one-for-one basis. |
| F7 | This award vests based upon the following vesting schedule: 67,800 shares on August 15, 2021; 33,900 shares on November 15, 2021; 33,920 shares on February 15, 2022; 29,480 shares on each of May 15, 2022, August 15, 2022, and November 15, 2022; 29,500 shares on February 15, 2023; 25,620 shares on May 15, 2023; 25,640 shares on each of August 15, 2023, November 15, 2023, and February 15, 2024; 20,040 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 20,060 shares on February 15, 2025; 15,460 shares on May 15, 2025; and 15,480 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.