Roger Jeffs - Dec 14, 2023 Form 4 Insider Report for Liquidia Corp (LQDA)

Role
Chief Executive Officer, Director
Signature
/s/ Roger Jeffs
Stock symbol
LQDA
Transactions as of
Dec 14, 2023
Transactions value $
$1,000,001
Form type
4
Date filed
12/18/2023, 05:02 PM
Previous filing
Jun 6, 2023
Next filing
Jan 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LQDA Common Stock Purchase $1M +140K +27.87% $7.16 641K Dec 14, 2023 Direct F1, F2
holding LQDA Common Stock 46.6K Dec 14, 2023 See footnote F3
holding LQDA Common Stock 1.54M Dec 14, 2023 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Issuer common stock purchased by the Reporting Person pursuant to that certain Common Stock Purchase Agreement, dated as of December 14, 2023, by and among the Issuer and the Reporting Person.
F2 Includes 5,384 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
F3 The securities are held by Roger A. Jeffs Living Trust UAD 2/29/2000 (the "Trust"). The Reporting Person is the trustee of the Trust.
F4 The securities are held by Serendipity BioPharma LLC ("Serendipity"). The Reporting Person is a manager of Serendipity and has sole voting and dispositive power over the Issuer common stock held by Serendipity.