Peter Yu - Mar 14, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Director, 10%+ Owner
Signature
/s/ Adam Namoury, attorney in fact
Stock symbol
ALTI
Transactions as of
Mar 14, 2024
Transactions value $
$0
Form type
4
Date filed
3/21/2024, 09:00 PM
Previous filing
Mar 5, 2024
Next filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Other $0 +2.51M +523.69% $0.00 2.98M Mar 14, 2024 See footnote F1, F2
transaction ALTI Class A Common Stock Other $0 -2.51M -41.49% $0.00 3.53M Mar 14, 2024 See footnote F1, F3
holding ALTI Class A Common Stock 13.1K Mar 14, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALTI Restricted Stock Units 18.4K Mar 14, 2024 Class A Common Stock 18.4K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 14, 2024, Sponsor (defined below) transferred 2,505,687 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three-B, LP for no consideration.
F2 Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F3 Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F4 Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
F5 The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.