Susan C. Schwab - Apr 29, 2024 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Director
Signature
/s/ Nicole Puza, POA for Susan Schwab
Stock symbol
CAT
Transactions as of
Apr 29, 2024
Transactions value $
-$4,498,226
Form type
4
Date filed
4/30/2024, 05:26 PM
Previous filing
Apr 1, 2024
Next filing
May 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Disposed to Issuer -$2.99M -8.58K -37.02% $348.86 14.6K Apr 29, 2024 Direct F1, F2
transaction CAT Common Stock Disposed to Issuer -$1.51M -4.3K -29.48% $349.92 10.3K Apr 29, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $348.46 to $349.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Includes adjustments for dividends accrued.
F3 This transaction was executed in multiple trades at prices ranging from $349.49 to $350.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.