Thomas Gad - May 21, 2024 Form 4 Insider Report for Y-mAbs Therapeutics, Inc. (YMAB)

Signature
/s/ John LaRocca, Attorney-in-Fact
Stock symbol
YMAB
Transactions as of
May 21, 2024
Transactions value $
-$395,563
Form type
4
Date filed
5/23/2024, 06:54 PM
Previous filing
Mar 7, 2024
Next filing
Jun 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YMAB Common Stock Sale -$300K -25K -9.43% $12.00 240K May 21, 2024 By GAD Enterprises LLC F1
transaction YMAB Common Stock Sale -$95.6K -7.35K -3.06% $13.00 233K May 23, 2024 By GAD Enterprises LLC F1, F2
holding YMAB Common Stock 60K May 21, 2024 By Children F3
holding YMAB Common Stock 159K May 21, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting Person is sole member of GAD Enterprises, LLC and the sole member and manager of GAD Management, LLC, the manager of GAD Enterprises, LLC, and as such Reporting Person has sole voting and dispositive power with respect to such shares.
F2 This transaction was executed in multiple trades at prices ranging from $13.00 to $13.01, inclusive. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Represents shares owned by Reporting Person's children who are deemed to share Reporting Person's household.