| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWTX | Common Stock | Sale | -$1.31M | -33.2K | -2.86% | $39.40 | 1.13M | Jun 3, 2024 | Direct | F1, F2, F6 |
| transaction | SWTX | Common Stock | Sale | -$355K | -8.76K | -0.78% | $40.57 | 1.12M | Jun 3, 2024 | Direct | F1, F3 |
| transaction | SWTX | Common Stock | Sale | -$273K | -6.6K | -0.59% | $41.40 | 1.11M | Jun 3, 2024 | Direct | F1, F4 |
| transaction | SWTX | Common Stock | Sale | -$16.8K | -400 | -0.04% | $42.09 | 1.11M | Jun 3, 2024 | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a trading plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, adopted on February 29, 2024. |
| F2 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.02 to $40.0147. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| F3 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.02 to $41.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| F4 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.0332 to $42.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| F5 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.09 to $42.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| F6 | Due to an administrative error, the prior Form 4 underreported total ownership by 905,104 shares, but total ownership has been corrected in this Form 4. No reportable transaction was omitted from such filing. |
On December 1, 2023, a Form 4 was filed on behalf of the Reporting Person that mistakenly underreported ownership by 905,104 shares, which discrepancy was carried forward to the Form 4 filed on January 8, 2024. No reportable transaction was omitted from such Form 4 filing. This remark serves to reconcile the inconsistency in the total amount reported under Colum 5 of Table I between (i) the Form 4s filed on December 1, 2023 and January 8, 2024 and (ii) this Form 4 filed on June 5, 2024.