Thomas W. Sweet - Jun 10, 2021 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
Chief Financial Officer
Signature
/s/ Robert Potts, Attorney-in-Fact
Stock symbol
DELL
Transactions as of
Jun 10, 2021
Transactions value $
-$18,064,801
Form type
4
Date filed
6/14/2021, 05:28 PM
Next filing
Jul 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Options Exercise $2.75M +200K +235.38% $13.75* 285K Jun 10, 2021 Direct F1
transaction DELL Class C Common Stock Sale -$19.8M -190K -66.67% $104.05 95K Jun 10, 2021 Direct F1, F2
transaction DELL Class C Common Stock Sale -$1.05M -10K -10.53% $104.53 85K Jun 10, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Options to Acquire Class C Common Stock Options Exercise $0 -200K -29.33% $0.00 482K Jun 10, 2021 Class C Common Stock 200K $13.75 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 represents a weighted average sales price of $104.051. These shares were sold in multiple transactions at prices ranging from $103.48 to $104.475, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.
F3 The price reported in Column 4 represents a weighted average sales price of $104.53. These shares were sold in multiple transactions at prices ranging from $104.48 to $104.60, inclusive.
F4 The options are fully vested.
F5 Consists of 381,818 time-based options and 100,000 performance-based options.