Susan Lieberman Dell Separate Property Trust - Jun 24, 2021 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
10%+ Owner
Signature
Susan Lieberman Dell Separate Property Trust By: Hexagon Trust Company, as Trustee By: /s/ Marc R. Lisker, President
Stock symbol
DELL
Transactions as of
Jun 24, 2021
Transactions value $
-$23,458,959
Form type
4
Date filed
6/28/2021, 08:36 PM
Previous filing
Jun 22, 2021
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Options Exercise $0 +7.09K $0.00 7.09K Jun 24, 2021 Direct
transaction DELL Class C Common Stock Sale -$706K -7.09K -100% $99.54 0 Jun 24, 2021 Direct F1
transaction DELL Class C Common Stock Options Exercise $0 +132K $0.00 132K Jun 25, 2021 Direct
transaction DELL Class C Common Stock Sale -$13.1M -132K -100% $99.56 0 Jun 25, 2021 Direct F2
transaction DELL Class C Common Stock Options Exercise $0 +96.7K $0.00 96.7K Jun 28, 2021 Direct
transaction DELL Class C Common Stock Sale -$9.65M -96.7K -100% $99.81 0 Jun 28, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Class A Common Stock Options Exercise $0 -7.09K -0.02% $0.00 32.8M Jun 24, 2021 Class C Common Stock 7.09K $0.00 Direct F4
transaction DELL Class A Common Stock Options Exercise $0 -132K -0.4% $0.00 32.7M Jun 25, 2021 Class C Common Stock 132K $0.00 Direct F4
transaction DELL Class A Common Stock Options Exercise $0 -96.7K -0.3% $0.00 32.6M Jun 28, 2021 Class C Common Stock 96.7K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 represents a weighted average sales price of $99.542. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.00, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1, 2 and 3.
F2 The price reported in Column 4 represents a weighted average sales price of $99.559. These shares were sold in multiple transactions at prices ranging from $99.50 to $99.80, inclusive.
F3 The price reported in Column 4 represents a weighted average sales price of $99.809. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.20, inclusive.
F4 Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.