Roberto Walker - Nov 17, 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: EVP, Principal Latin America
Signature: Alex P. Montz, by Power of Attorney
Stock symbol: PFG
Transactions as of: Nov 17, 2021
Transactions value $: -$1,120,606
Form type: 4
Date filed: 11/19/2021, 03:46 PM
Previous filing: Nov 18, 2021
Next filing: Dec 23, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Disposed to Issuer	-$1.12M	-15.6K	-30.5%	$71.65	35.6K	Nov 17, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As part of the exercise on November 16, 2021 of 22,640 employee stock options expiring on February 27, 2022.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.44 to $71.80, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Content

As part of the exercise on November 16, 2021 of 22,640 employee stock options expiring on February 27, 2022.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.44 to $71.80, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.