Iain Boyd - May 7, 2021 Form 4 Insider Report for Snap-on Inc (SNA)

Signature
/s/ Ryan S. Lovitz under Power of Attorney for Iain Boyd
Stock symbol
SNA
Transactions as of
May 7, 2021
Transactions value $
-$1,043,469
Form type
4
Date filed
5/7/2021, 04:35 PM
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $1.45M +10K +200.97% $144.69 15K May 7, 2021 Direct F1
transaction SNA Common Stock Sale -$172K -700 -4.67% $246.30 14.3K May 7, 2021 Direct F2
transaction SNA Common Stock Sale -$273K -1.1K -7.71% $247.83 13.2K May 7, 2021 Direct F3
transaction SNA Common Stock Sale -$746K -3K -22.75% $248.95 10.2K May 7, 2021 Direct F4
transaction SNA Common Stock Sale -$1.3M -5.2K -51.11% $249.71 4.98K May 7, 2021 Direct F5
holding SNA Common Stock 632 May 7, 2021 By 401(k) Plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -10K -74.07% 3.5K May 7, 2021 Common Stock 10K $144.69 Direct F7, F8
holding SNA Stock Option (Right to Buy) 13.5K May 7, 2021 Common Stock 13.5K $168.70 Direct F7
holding SNA Stock Option (Right to Buy) 10.3K May 7, 2021 Common Stock 10.3K $161.18 Direct F7
holding SNA Stock Option (Right to Buy) 9.5K May 7, 2021 Common Stock 9.5K $155.92 Direct F9
holding SNA Stock Option (Right to Buy) 9.6K May 7, 2021 Common Stock 9.6K $155.34 Direct F9
holding SNA Stock Option (Right to Buy) 6.04K May 7, 2021 Common Stock 6.04K $189.89 Direct F9
holding SNA Restricted Stock Units 942 May 7, 2021 Common Stock 942 Direct F10, F11
holding SNA Performance Units 1.28K May 7, 2021 Common Stock 1.28K Direct F10, F12
holding SNA Performance Units 1.22K May 7, 2021 Common Stock 1.22K Direct F10, F13
holding SNA Performance Units 1.89K May 7, 2021 Common Stock 1.89K Direct F10, F14
holding SNA Deferred Stock Units 356 May 7, 2021 Common Stock 356 Direct F6, F10, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1.8804 shares acquired under a dividend reinvestment plan.
F2 This transaction was executed in multiple trades at prices ranging from $246.18 to $246.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3 This transaction was executed in multiple trades at prices ranging from $247.41 to $248.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 This transaction was executed in multiple trades at prices ranging from $248.44 to $249.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F5 This transaction was executed in multiple trades at prices ranging from $249.45 to $250.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F6 This information based on a plan statement dated March 31, 2021.
F7 Option fully vested.
F8 Exercise of Rule 16b-3 stock option.
F9 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F10 1 for 1.
F11 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F12 If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F13 If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F14 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F15 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.