| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROCK | Common Stock | Other | $0 | -1.5K | -3.97% | $0.00 | 36.3K | May 12, 2021 | Direct | F1 |
| transaction | ROCK | Common Stock | Other | $0 | +1.5K | $0.00 | 1.5K | May 12, 2021 | By Blue Bird Meadow LLC | F2 | |
| holding | ROCK | Common Stock (Restricted) | 2K | May 12, 2021 | Direct | ||||||
| holding | ROCK | Deferred Stock Units | 12.4K | May 12, 2021 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ROCK | Restricted Stock Unit (MSPP Match Post-2012) | 3.81K | May 12, 2021 | Common Stock | 3.81K | Direct | F3, F4 | ||||||
| holding | ROCK | Restricted Stock Unit (MSPP Match) | 7.43K | May 12, 2021 | Common Stock | 7.43K | Direct | F5, F6 | ||||||
| holding | ROCK | Restricted Stock Unit (MSPP Post-2012) | 3.81K | May 12, 2021 | Common Stock | 3.81K | Direct | F7, F8 | ||||||
| holding | ROCK | Restricted Stock Unit (MSPP) | 14.9K | May 12, 2021 | Common Stock | 14.9K | Direct | F9, F10 |
| Id | Content |
|---|---|
| F1 | Represents a change in form of beneficial ownership from "Direct" to "Indirect" as a result of a transfer to an account of an LLC wholly owned by the Reporting Person's family, in which the Reporting Person maintains sole managerial authority. |
| F2 | Represents a change in form of beneficial ownership from "Direct" to "Indirect" as a result of a transfer to an account of an LLC wholly owned by the Reporting Person's family, in which the Reporting Person maintains sole managerial authority. |
| F3 | Represents matching restricted stock units allocated to the Reporting Person after 2012 with respect to the Reporting Person's deferral of a portion of his annual retainer fee pursuant to the Company's Management Stock Purchase Plan. |
| F4 | Restricted stock units are forfeited if Reporting Person's service as a director of the Company is terminated prior to age sixty (60). If service as a director continues through age sixty (60), restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as a director of the Company. |
| F5 | Represents matching restricted stock units allocated to the Reporting Person pursuant to the Company's Management Stock Purchase Plan equal in number to restricted stock units allocated to reflect the Reporting Person's deferral of a portion of his annual director retainer fee. |
| F6 | Restricted stock units are forfeited if Reporting Person's service as a director of the Company is terminated prior to age sixty (60). If service as a director continues through age sixty (60), restricted stock units are payable solely in cash in five (5) consecutive, substantially equal annual installments, beginning in January of the year following the year in which termination of service occurs. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as a director of the Company. |
| F7 | Represents restricted stock units allocated to the Reporting Person after 2012 pursuant to the Company's Management Stock Purchase Plan to reflect the Reporting Person's deferral of a portion of his annual director retainer fee. |
| F8 | Restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service as a director of the Company. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as a director of the Company. |
| F9 | Represents restricted stock units allocated to Reporting Person pursuant to the Company's Management Stock Purchase Plan reflecting deferred annual director fees. |
| F10 | Restricted stock units are payable solely in cash in five (5) consecutive, substantially equal annual installments beginning in January of the year following the year in which termination of service as a member of the Company's Board of Directors occurs. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as a director of the Company |