Christa L. Sorenson - Jun 10, 2021 Form 4 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Executive Vice President
Signature
/s/ Samantha Thompson, Attorney-in-fact
Stock symbol
EQR
Transactions as of
Jun 10, 2021
Transactions value $
-$53,614
Form type
4
Date filed
6/14/2021, 04:15 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQR Common Shares Of Beneficial Interest Sale -$59.4K -743 -16.05% $80.00 3.89K Jun 10, 2021 Direct F1
transaction EQR Common Shares Of Beneficial Interest Options Exercise $38.1K +743 +19.12% $51.34 4.63K Jun 10, 2021 Direct F1
transaction EQR Common Shares Of Beneficial Interest Sale -$32.3K -404 -10.4% $80.00 3.48K Jun 10, 2021 Direct F1
holding EQR Common Shares Of Beneficial Interest 255 Jun 10, 2021 401(k) Plan F2
holding EQR Common Shares Of Beneficial Interest 585 Jun 10, 2021 SERP Account F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -743 -50% $0.00 743 Jun 10, 2021 Common Shares Of Beneficial Interest 743 $51.34 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2 Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 10, 2021.
F3 Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F4 Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.