Jeffrey Campbell - Aug 2, 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Aug 2, 2021
Transactions value $
-$7,222,097
Form type
4
Date filed
8/4/2021, 06:03 PM
Previous filing
Jul 6, 2021
Next filing
Oct 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $1.84M +24.9K +28.9% $73.77 111K Aug 2, 2021 Direct
transaction AXP Common Stock Options Exercise $3.67M +49.8K +44.84% $73.77 161K Aug 2, 2021 Direct
transaction AXP Common Stock Sale -$3.54M -20.9K -13% $169.51 140K Aug 2, 2021 Direct F1
transaction AXP Common Stock Sale -$1.95M -11.4K -8.17% $170.24 128K Aug 2, 2021 Direct F2
transaction AXP Common Stock Sale -$1.72M -10K -7.8% $171.29 118K Aug 2, 2021 Direct F3
transaction AXP Common Stock Sale -$919K -5.33K -4.5% $172.28 113K Aug 2, 2021 Direct F4
transaction AXP Common Stock Sale -$363K -2.1K -1.86% $173.05 111K Aug 2, 2021 Direct F5
transaction AXP Common Stock Sale -$1.66M -9.81K -8.84% $169.49 101K Aug 2, 2021 Direct F6
transaction AXP Common Stock Sale -$1.05M -6.18K -6.11% $170.18 95K Aug 2, 2021 Direct F7
transaction AXP Common Stock Sale -$908K -5.3K -5.58% $171.29 89.7K Aug 2, 2021 Direct F8
transaction AXP Common Stock Sale -$552K -3.2K -3.57% $172.41 86.5K Aug 2, 2021 Direct F9
transaction AXP Common Stock Sale -$69.3K -400 -0.46% $173.18 86.1K Aug 2, 2021 Direct F10, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -24.9K -100% $0.00* 0 Aug 2, 2021 Common Stock 24.9K $73.77 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -49.8K -100% $0.00* 0 Aug 2, 2021 Common Stock 49.8K $73.77 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.85 to $169.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.85 to $170.84. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.85 to $171.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.86 to $172.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.86 to $173.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.83 to $169.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.83 to $170.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.86 to $171.85. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.93 to $172.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.99 to $173.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F11 Includes shares acquired pursuant to dividend reinvestment.

Remarks:

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 12, 2021.