Katherine T. Gates - Aug 13, 2021 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
SVP, Chief Legal Officer & Chi
Signature
/s/ Rita M. Slager, attorney-in-fact
Stock symbol
SXC
Transactions as of
Aug 13, 2021
Transactions value $
-$71,479
Form type
4
Date filed
8/16/2021, 06:48 PM
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise $37.8K +9.94K +13.37% $3.80 84.3K Aug 13, 2021 Direct
transaction SXC Common Stock Sale -$73.6K -9.94K -11.79% $7.40 74.4K Aug 13, 2021 Direct
transaction SXC Common Stock Options Exercise $37.8K +9.94K +13.37% $3.80 84.3K Aug 13, 2021 Direct
transaction SXC Common Stock Sale -$73.5K -9.94K -11.79% $7.39 74.4K Aug 13, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC Stock Options (02.17.2016) Options Exercise $0 -9.94K -100% $0.00* 0 Aug 13, 2021 Common Stock 9.94K $3.80 Direct F1
transaction SXC Performance Options (02.17.2016) Options Exercise $0 -9.94K -100% $0.00* 0 Aug 13, 2021 Common Stock 9.94K $3.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Broker-assisted cashless exercise of 9,942 market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.
F2 Broker-assisted cashless exercise of 9,941 performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.