David W. Gibbs - Aug 16, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Aug 16, 2021
Transactions value $
-$197,676
Form type
4
Date filed
8/17/2021, 01:57 PM
Previous filing
Jul 16, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102K +2.23K +11.12% $45.88 22.3K Aug 16, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102K -758 -3.41% $134.96 21.5K Aug 16, 2021 Direct F1
transaction YUM Common Stock Sale -$198K -1.47K -6.83% $134.48 20K Aug 16, 2021 Direct F1
holding YUM Common Stock 39.5K Aug 16, 2021 Trust - DWG
holding YUM Common Stock 26.4K Aug 16, 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2.23K -16.67% $0.00 11.1K Aug 16, 2021 Common Stock 2.23K $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.