Alan J. Glass - Sep 3, 2021 Form 4 Insider Report for STANDEX INTERNATIONAL CORP/DE/ (SXI)

Signature
/s/ Alan J. Glass
Stock symbol
SXI
Transactions as of
Sep 3, 2021
Transactions value $
-$130,619
Form type
4
Date filed
9/8/2021, 11:45 AM
Previous filing
Aug 25, 2021
Next filing
Aug 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXI Common Stock Options Exercise $0 +1.01K +6.93% $0.00 15.6K Sep 3, 2021 Direct F1
transaction SXI Common Stock Tax liability -$29.5K -297 -1.91% $99.33 15.3K Sep 3, 2021 Direct F2
transaction SXI Common Stock Award $0 +815 +5.33% $0.00 16.1K Sep 3, 2021 Direct F3
transaction SXI Common Stock Tax liability -$23.8K -240 -1.49% $99.33 15.9K Sep 3, 2021 Direct F2
transaction SXI Common Stock Tax liability -$46.9K -472 -2.98% $99.33 15.4K Sep 3, 2021 Direct F2
transaction SXI Common Stock Tax liability -$30.4K -306 -1.99% $99.33 15.1K Sep 3, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXI Phantom Stock Units Options Exercise $0 -1.01K -100% $0.00* 0 Sep 3, 2021 Common Stock 1.01K $76.65 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Phantom Stock pursuant to the Company's Long Term Incentive Plan.
F2 Shares sold to pay taxes on vesting of previously issued restricted stock.
F3 Grant of restricted stock pursuant of the Long Term Incentive Plan of the Company which cliff vested three years from date of award based on achievement against specified performance metrics.
F4 Contingent purchase of Phantom Stock of the Company pursuant to Management Stock Purchase Plan vesting three years after the date of purchase in the form of Common Stock.