Aiken Yuen - Nov 10, 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief People Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 10, 2021
Transactions value $
-$81,437
Form type
4
Date filed
11/12/2021, 05:12 AM
Previous filing
Sep 20, 2021
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $44.6K +2.29K +62.6% $19.46 5.95K Nov 10, 2021 Direct
transaction YUMC Common Stock Sale -$81.4K -1.48K -24.88% $54.99 4.47K Nov 10, 2021 Direct
transaction YUMC Common Stock Disposed to Issuer -$44.6K -810 -18.13% $55.08 3.66K Nov 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -2.29K -100% $0.00* 0 Nov 10, 2021 Common Stock 2.29K $19.46 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.