Keene S Turner - Nov 9, 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
EVP, Chief Financial Officer
Signature
/s/ Keene S. Turner
Stock symbol
EFSC
Transactions as of
Nov 9, 2021
Transactions value $
$50,000
Form type
4
Date filed
11/12/2021, 10:58 AM
Previous filing
Jun 4, 2021
Next filing
Jan 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Depository Shares Purchase $50K +2K $25.00 2K Nov 9, 2021 Direct F1
holding EFSC Common Stock 32.8K Nov 9, 2021 Direct
holding EFSC Common Stock 2.03K Nov 9, 2021 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Non Qualified Stock Option (Right to Buy) 9.04K Nov 9, 2021 Common Stock 9.04K $43.81 Direct F3
holding EFSC Restricted Share Units 670 Nov 9, 2021 Common Stock 670 Direct F4, F5
holding EFSC Restricted Share Units 940 Nov 9, 2021 Common Stock 940 Direct F4, F6
holding EFSC Restricted Share Units 1.72K Nov 9, 2021 Common Stock 1.72K Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F2 The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
F3 This option becomes exercisable after a three year period on 2/25/24.
F4 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F5 The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
F6 The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
F7 The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.