Jed A. Plafker - Dec 1, 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Vice President
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Dec 1, 2021
Transactions value $
-$283,230
Form type
4
Date filed
12/3/2021, 01:24 PM
Previous filing
Nov 10, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability -$283K -8.9K -5.89% $31.82 142K Dec 1, 2021 Direct F1
holding BEN Common Stock, par value $.10 579 Dec 1, 2021 By 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount of securities beneficially owned, 65,005 shares represent unvested restricted stock and stock unit awards.
F2 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.