Sandra Van Trease - Jan 3, 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Stock symbol
EFSC
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 12:16 PM
Previous filing
Dec 13, 2021
Next filing
Jul 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +2.4K $0.00 2.4K Jan 3, 2022 Direct
transaction EFSC Common Stock Other $0 +63 +2.62% $0.00 2.47K Jan 4, 2022 Direct F1
holding EFSC Common Stock 42.4K Jan 3, 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Options Exercise $0 -2.4K -100% $0.00* 0 Jan 3, 2022 Common Stock 2.4K Direct F2, F3
holding EFSC Phantom Stock 3.01K Jan 3, 2022 Common Stock 3.01K Direct F2, F4
holding EFSC Phantom Stock 2.31K Jan 3, 2022 Common Stock 2.31K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dividend equivalent shares on deferred stock vesting.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.
F4 Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F5 Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.