Laureen Seeger - Jan 29, 2022 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Chief Legal Officer
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 29, 2022
Transactions value $
$2,404,121
Form type
4
Date filed
2/1/2022, 08:52 PM
Previous filing
Jun 21, 2021
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $5.05M +28.5K +60.17% $177.06 75.9K Jan 29, 2022 Direct F1
transaction AXP Common Stock Disposed to Issuer -$2.65M -14.9K -19.69% $177.06 61K Jan 29, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +30.8K $0.00 30.8K Jan 29, 2022 Common Stock 30.8K $100.96 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.