Anna Marrs - Jan 29, 2022 Form 4/A - Amendment Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Group Pres., GCS and CFR
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 29, 2022
Transactions value $
-$5,312,769
Form type
4/A - Amendment
Date filed
2/2/2022, 04:11 PM
Date Of Original Report
Feb 1, 2022
Previous filing
Nov 29, 2021
Next filing
Feb 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $0 +30.5K +510.58% $0.00 36.5K Jan 29, 2022 Direct F1
transaction AXP Common Stock Disposed to Issuer -$3.03M -17.1K -46.89% $177.06 19.4K Jan 29, 2022 Direct F2
transaction AXP Common Stock Options Exercise $3.03M +30K +154.74% $100.96 49.4K Jan 31, 2022 Direct
transaction AXP Common Stock Sale -$5.31M -30K -60.74% $177.14 19.4K Jan 31, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -30K -91% $0.00 2.97K Jan 31, 2022 Common Stock 30K $100.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.01 to $177.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Remarks:

The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to clarify that the sale of 29,982 shares of the Issuer's common stock that occurred on January 31, 2022 were sold as a result of an exercise of the reporting person's stock options that were converted into common stock by virtue of an exercise of Rule 16b-3.