Raymond Joabar - Jan 29, 2022 Form 4/A - Amendment Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Grp. Pres., GMNS
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 29, 2022
Transactions value $
-$1,762,101
Form type
4/A - Amendment
Date filed
2/7/2022, 05:33 PM
Date Of Original Report
Feb 1, 2022
Previous filing
Jun 11, 2021
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $0 +18K +146.74% $0.00 30.2K Jan 29, 2022 Direct F1
transaction AXP Common Stock Tax liability -$1.76M -9.95K -32.92% $177.06 20.3K Jan 29, 2022 Direct F2, F3
holding AXP Common Stock 242 Jan 29, 2022 By 401(k) F4
holding AXP Common Stock 2.82K Jan 29, 2022 by Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 Includes shares acquired pursuant to dividend reinvestment.
F4 This amount reflects additional shares held in the reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Remarks:

The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment and shares held in the reporting person's account under the Company's Retirement Savings Plan (as reflected in the footnotes above) that were inadvertently omitted in the original filing.