David Joseph Gaffin - Feb 18, 2022 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, CLO, Alkermes, Inc.
Signature
/s/ Stephanie Roche, attorney-in-fact for David J. Gaffin
Stock symbol
ALKS
Transactions as of
Feb 18, 2022
Transactions value $
-$155,998
Form type
4
Date filed
2/23/2022, 03:31 PM
Previous filing
Feb 17, 2022
Next filing
Aug 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise +7.04K +8.5% 89.8K Feb 20, 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability -$51.7K -2.06K -2.29% $25.08 87.8K Feb 20, 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +6.88K +7.83% 94.6K Feb 21, 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability -$50.7K -2.02K -2.14% $25.08 92.6K Feb 21, 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +7.29K +7.87% 99.9K Feb 22, 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability -$53.6K -2.14K -2.14% $25.01 97.8K Feb 22, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Award $0 +99.7K $0.00 99.7K Feb 18, 2022 Ordinary Shares 99.7K $25.08 Direct F2
transaction ALKS Restricted Stock Unit Award Award $0 +24.9K $0.00 24.9K Feb 18, 2022 Ordinary Shares 24.9K $0.00 Direct F3
transaction ALKS Restricted Stock Unit Award Options Exercise -7.04K -33.33% 14.1K Feb 20, 2022 Ordinary Shares 7.04K $0.00 Direct F1, F4
transaction ALKS Restricted Stock Unit Award Options Exercise -6.88K -50% 6.88K Feb 21, 2022 Ordinary Shares 6.88K $0.00 Direct F1, F5
transaction ALKS Restricted Stock Unit Award Options Exercise -7.29K -25% 21.9K Feb 22, 2022 Ordinary Shares 7.29K $0.00 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into ordinary shares on a one-for-one basis.
F2 Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.
F3 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.
F4 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.
F5 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.
F6 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.