| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VOYA | Common Stock | Sale | -$754K | -11.4K | -9.44% | $65.86 | 110K | Feb 23, 2022 | Direct | F1, F2 |
| transaction | VOYA | Common Stock | Sale | -$832K | -12.2K | -11.09% | $68.26 | 97.7K | Feb 23, 2022 | Direct | F1, F3 |
| transaction | VOYA | Common Stock | Sale | -$94.6K | -1.37K | -1.4% | $69.04 | 96.3K | Feb 23, 2022 | Direct | F1, F4 |
| transaction | VOYA | Common Stock | Sale | -$977K | -14.5K | -15.05% | $67.42 | 81.8K | Feb 23, 2022 | Direct | F1, F5 |
| transaction | VOYA | Common Stock | Sale | -$1.1M | -16.1K | -19.7% | $68.25 | 65.7K | Feb 23, 2022 | Direct | F1, F6 |
| transaction | VOYA | Common Stock | Sale | -$150K | -2.17K | -3.31% | $69.05 | 63.5K | Feb 23, 2022 | Direct | F1, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | VOYA | Performance Stock Unit | 69.4K | Feb 23, 2022 | Common Stock | 69.4K | Direct | F8 | ||||||
| holding | VOYA | Restricted Stock Units | 35K | Feb 23, 2022 | Common Stock | 35K | Direct | F9 | ||||||
| holding | VOYA | Performance-Based Stock Options | 111K | Feb 23, 2022 | Common Stock | 111K | Direct | F10 |
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. |
| F2 | The transaction was executed in multiple trades at prices ranging from $66.90 to $67.86. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| F3 | The transaction was executed in multiple trades at prices ranging from $67.90 to $68.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| F4 | The transaction was executed in multiple trades at prices ranging from $68.90 to $69.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| F5 | The transaction was executed in multiple trades at prices ranging from $66.895 to $67.84. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| F6 | The transaction was executed in multiple trades at prices ranging from $67.86 to $68.85. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| F7 | The transaction was executed in multiple trades at prices ranging from $68.88 to $69.215. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| F8 | The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| F9 | The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
| F10 | The options vest based on the conditions set forth in their respective agreements. |
CEO, Investment Management