Doug Jones - Mar 21, 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
President & Chief Mtg Bkg Ofcr
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Stock symbol
PFSI
Transactions as of
Mar 21, 2022
Transactions value $
-$1,096,689
Form type
4
Date filed
3/23/2022, 05:23 PM
Previous filing
Mar 17, 2022
Next filing
Apr 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$1.06M -19.3K -22.1% $54.77 68.1K Mar 21, 2022 Direct F1, F2, F3
transaction PFSI Common Stock Sale -$38.9K -700 -1.03% $55.63 67.4K Mar 21, 2022 Direct F1, F4, F5
holding PFSI Common Stock 300K Mar 21, 2022 Jones A LLC
holding PFSI Common Stock 300K Mar 21, 2022 Jones B LLC
holding PFSI Common Stock 19.2K Mar 21, 2022 The Jones Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2 The price reported is the weighted average price of multiple transactions ranging from $54.48 to $55.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The reported amount consists of 25,909 restricted stock units and 42,154 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F4 The price reported is the weighted average price of multiple transactions ranging from $55.53 to $55.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F5 The reported amount consists of 25,909 restricted stock units and 41,454 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.