Julie Whalen - Apr 15, 2022 Form 4 Insider Report for WILLIAMS SONOMA INC (WSM)

Role
EVP CHIEF FINANCIAL OFFICER
Signature
/s/ David King, Attorney-in-Fact for Julie Whalen
Stock symbol
WSM
Transactions as of
Apr 15, 2022
Transactions value $
-$3,812,100
Form type
4
Date filed
4/19/2022, 08:21 PM
Previous filing
Mar 23, 2022
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WSM Common Stock Options Exercise $0 +2.61K +3.25% $0.00 82.8K Apr 15, 2022 Direct
transaction WSM Common Stock Tax liability -$193K -1.29K -1.56% $148.98 81.5K Apr 15, 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +10.7K +13.07% $0.00 92.2K Apr 16, 2022 Direct
transaction WSM Common Stock Tax liability -$788K -5.29K -5.73% $148.98 86.9K Apr 16, 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +8.08K +9.29% $0.00 95K Apr 18, 2022 Direct
transaction WSM Common Stock Tax liability -$597K -4.01K -4.22% $148.98 91K Apr 18, 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +23.4K +25.75% $0.00 114K Apr 18, 2022 Direct
transaction WSM Common Stock Tax liability -$1.73M -11.6K -10.15% $148.98 103K Apr 18, 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +6.83K +6.65% $0.00 110K Apr 18, 2022 Direct
transaction WSM Common Stock Tax liability -$505K -3.39K -3.09% $148.98 106K Apr 18, 2022 Direct F1
holding WSM Common Stock 1.1K Apr 15, 2022 By Managed Account F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WSM Restricted Stock Units Options Exercise $0 -2.61K -25% $0.00 7.82K Apr 15, 2022 Common Stock 2.61K Direct F3, F4, F5
transaction WSM Restricted Stock Units Options Exercise $0 -10.7K -33.33% $0.00 21.3K Apr 16, 2022 Common Stock 10.7K Direct F3, F5, F6
transaction WSM Restricted Stock Units Options Exercise $0 -8.08K -100% $0.00* 0 Apr 18, 2022 Common Stock 8.08K Direct F3, F5, F7
transaction WSM Restricted Stock Units Options Exercise $0 -23.4K -100% $0.00* 0 Apr 18, 2022 Common Stock 23.4K Direct F3, F5, F8
transaction WSM Restricted Stock Units Options Exercise $0 -6.83K -50% $0.00 6.83K Apr 18, 2022 Common Stock 6.83K Direct F3, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2 Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2022.
F3 Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2022, 2023, 2024 and 2025.
F5 The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024.
F7 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.
F8 Represents restricted stock units granted on April 18, 2019, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on April 18, 2022.
F9 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.