Jesus Arregui - Aug 5, 2022 Form 4 Insider Report for Snap-on Inc (SNA)

Role
Sr VP & President - Commercial
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Jesus Arregui
Stock symbol
SNA
Transactions as of
Aug 5, 2022
Transactions value $
-$109,165
Form type
4
Date filed
8/5/2022, 05:10 PM
Previous filing
Feb 14, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $126K +1.6K +85.85% $79.04 3.46K Aug 5, 2022 Direct F1, F2
transaction SNA Common Stock Disposed to Issuer -$127K -567 -16.37% $223.38 2.9K Aug 5, 2022 Direct F1
transaction SNA Common Stock Sale -$109K -488 -16.85% $223.31 2.41K Aug 5, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Appreciation Rights Options Exercise $0 -1.6K -100% $0.00* 0 Aug 5, 2022 Common Stock 1.6K $79.04 Direct F1, F3
holding SNA Stock Appreciation Rights 3.47K Aug 5, 2022 Common Stock 3.47K $109.43 Direct F3
holding SNA Stock Appreciation Rights 5.5K Aug 5, 2022 Common Stock 5.5K $144.69 Direct F3
holding SNA Stock Appreciation Rights 6.5K Aug 5, 2022 Common Stock 6.5K $138.03 Direct F3
holding SNA Stock Appreciation Rights 7.5K Aug 5, 2022 Common Stock 7.5K $168.70 Direct F3
holding SNA Stock Appreciation Rights 5.67K Aug 5, 2022 Common Stock 5.67K $161.18 Direct F3
holding SNA Stock Appreciation Rights 12K Aug 5, 2022 Common Stock 12K $155.92 Direct F3
holding SNA Stock Appreciation Rights 13.5K Aug 5, 2022 Common Stock 13.5K $155.34 Direct F4
holding SNA Stock Appreciation Rights 9.67K Aug 5, 2022 Common Stock 9.67K $189.89 Direct F4
holding SNA Stock Appreciation Rights 8K Aug 5, 2022 Common Stock 8K $211.67 Direct F4
holding SNA Restricted Stock Units 1.51K Aug 5, 2022 Common Stock 1.51K Direct F5, F6
holding SNA Restricted Stock Units 1.37K Aug 5, 2022 Common Stock 1.37K Direct F5, F6
holding SNA Performance Units 1.67K Aug 5, 2022 Common Stock 1.67K Direct F5, F7
holding SNA Performance Units 3.02K Aug 5, 2022 Common Stock 3.02K Direct F5, F8
holding SNA Performance Units 2.74K Aug 5, 2022 Common Stock 2.74K Direct F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 stock appreciation rights.
F2 Includes 25.5838 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 2.4568 shares acquired under a dividend reinvestment plan.
F3 Stock appreciation rights grant fully vested.
F4 Original stock appreciation rights grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F5 1 for 1.
F6 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F7 If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F8 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.