David A. Dunbar - Sep 6, 2022 Form 4 Insider Report for STANDEX INTERNATIONAL CORP/DE/ (SXI)

Role
President/CEO/Chairman, Director
Signature
/s/ Alan J. Glass
Stock symbol
SXI
Transactions as of
Sep 6, 2022
Transactions value $
-$1,541,217
Form type
4
Date filed
9/8/2022, 01:58 PM
Previous filing
Aug 25, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXI Common Stock Options Exercise $0 +4.66K +6.18% $0.00 80K Sep 6, 2022 Direct F1
transaction SXI Common Stock Tax liability -$151K -1.76K -2.19% $85.79 78.2K Sep 6, 2022 Direct F2
transaction SXI Common Stock Options Exercise $0 +18.2K +23.22% $0.00 96.4K Sep 6, 2022 Direct F3
transaction SXI Common Stock Options Exercise $0 +5.99K +6.22% $0.00 102K Sep 6, 2022 Direct F3
transaction SXI Common Stock Tax liability -$816K -9.51K -9.29% $85.79 92.9K Sep 6, 2022 Direct F2
transaction SXI Common Stock Tax liability -$409K -4.77K -5.13% $85.79 88.1K Sep 6, 2022 Direct F4
transaction SXI Common Stock Tax liability -$166K -1.94K -2.2% $85.79 86.2K Sep 6, 2022 Direct F4
holding SXI Common Stock 31.1K Sep 6, 2022 Trustee of Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXI Phantom Stock Units Options Exercise $0 -4.66K -100% $0.00* 0 Sep 6, 2022 Common Stock 4.66K $51.56 Direct F1
transaction SXI Restricted Stock Options Exercise $0 -18.2K -100% $0.00* 0 Sep 6, 2022 Common Stock 18.2K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Phantom Stock pursuant to the Company's Management Stock Purchase Plan.
F2 Shares sold to pay taxes on the reported vesting of Phantom Stock.
F3 Vesting of Phantom Stock pursuant to the Company's 2018 Omnibus Incentive Plan. Actual achievement, which could have ranged from 0% to 200% of the award, was 133%. Thus, the transaction reflected herein reflects the conversion of the original number of units granted and the awarding of the additional amount.
F4 Shares sold to pay taxes on vesting of previously issued restricted stock.