Aiken Yuen - Nov 14, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief People Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 14, 2022
Transactions value $
-$121,376
Form type
4
Date filed
11/15/2022, 05:08 AM
Previous filing
Sep 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $68.2K +3.59K +48.78% $19.00 11K Nov 14, 2022 Direct
transaction YUMC Common Stock Sale -$121K -2.3K -20.98% $52.80 8.65K Nov 14, 2022 Direct
transaction YUMC Common Stock Disposed to Issuer -$68.3K -1.29K -14.94% $52.80 7.36K Nov 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -3.59K -100% $0.00* 0 Nov 14, 2022 Common Stock 3.59K $19.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.